Broker Mandate

Information for Clients in Accordance with Article 45 of the Insurance Supervision Act (VAG)

Monfort International GmbH is an independent (untied) broker regulated and governed by the Swiss Financial Markets Supervisory Authority (FINMA), registered number F01098025.

As soon as intermediaries establish contact with a potential client, they shall provide them with the following information:

1. Company Details

Monfort International GmbH
Churerstrasse 154
CH-8808 Pfäffikon SZ
Tel: +41 (0) 44 552 12 12
Canton Schwyz Company Register
Company Number: CH-020.4.056.394-2
Legal Form: Limited Liability Company

2. As an independent broker, Monfort International negotiate on behalf of clients with multiple insurance and investment companies, taking into account that only one company will ultimately provide the chosen product or service. In these instances it is necessary to share client information with partner companies, in order to tender offers, and Imperial Wealth Planning is remunerated by it’s partners with a broker fee consistent with the market.

3. Monfort International regularly consults with, but is not limited to, the following companies:

• • AXA Winterthur
  • Basler Versicherung
  • Boal & Co.
  • Brooklands
  • Capital International Group
  • Dominion
  • Arthur J. Gallagher (Schweiz) AG
  • Generali Personenversicherung
  • Generali International
  • Investor’s Trust
  • IVCM
  • Liberty
  • London & Colonial
  • Mobiliar
  • Momentum International
  • Moventum
  • Old Mutual International
  • Sovereign Group
  • SPF
  • Swiss Life
  • Transferwise
  • Unilife
  • Utmost International
  • Utmost Worldwide
  • William Russell
  • Youtrust
  • Zurich Insurance
  • Allianz
  • Innova
  • Liechtenstein Life
  • Nationale Suisse
  • ÖKK
  • Suva
  • Swica
  • Sympany
  • Vaudoise
  • Visana

5. Provision

Depending on the products involved, Imperial Wealth Planning GmbH may receive a provision from its financial partners. The range of provision can be between 0% to 6% and will vary widely between different types of products and solutions, such as insurance, pensions, mortgages and investments. The client waives any right to compensation being passed on to them.

6. In the case of suspected negligence, incorrect or misleading information relating to our function as a broker, the legal entity ‘Monfort International GmbH’ would be liable. Any complaints should be directed in writing to:

Scott Macmillan
Monfort International
Churerstrasse 154
CH-8808 Pfäffikon SZ

Ombudsman affilition: Ombudsstelle für Finanzdienstleister (OFD) https://www.ofdl.ch/en/finanzdienstleister/

7. Data Handling

Personal data is recorded purely for the purposes required by the services agreed upon. Imperial Wealth Planning commits to meeting all measures regarding legal data regulations and compliance. Data is treated absolutely confidentially. Personal data is stored in electronic and/or paper format. All information provided by the client may be shared only with relevant third party partners in order to tender offers, and for the processing of contracts.